The 2020 ACH Rules Compliance Audit Toolkit has been enhanced reflecting the changes to the Nacha Operating Rules and Guidelines. It is designed to assist financial institutions complying with the minimum audit requirements found within Nacha Operating Rules and Guidelines. The electronic fillable Word documents allow you to save, share, and print your audit and report. Included in the toolkit are a Compliance Checklist, Audit Report and a set of audit worksheets. The worksheets provide a complete overview of Nacha Operating Rules and Guidelines, Article One, Article Two, Article Three, additionally, include several recommended worksheets which deliver a review of the institution's OFAC compliance, ACH business continuity plan, ACH risk management policy, compliance with Federal Government payments and Regulation E.
THIS PRODUCT IS INTENDED FOR INTERNAL USE BY FINANCIAL INSTITUTIONS ONLY.